主管  上海市教育委员会

      主办  上海出版印刷高等专科学校

      ISSN  1007-1938

      CN  31-1643/TS

      公共财政投入与新质生产力:论“二次出版权”对科研成果要素化配置的机制创新

      Public Financial Investment and New Quality Productive Forces: Analyzing the Institutional Innovation of "Secondary Publishing Rights" on the Factor-Based Allocation of Scientific Research Outcomes​

      • 摘要: 在全球开放科学运动重塑学术传播生态的背景下,“二次出版权”(SPR)已成为矫正公共财政投入与私人出版垄断间结构性失衡的核心法律机制。该机制旨在确保由国家财政资助的科研成果能够无障碍地转化为知识要素,提升公共资金的战略产出效率,是赋能和培育新质生产力的制度基石。我国学术出版生态以国家集中式财政支持为核心,具备推行开放获取的结构性优势,推行SPR能够直接保障公共资金投入高效转化为知识要素的有效供给,是培育和发展新质生产力、支撑高水平科技自立自强的制度基石。但SPR的落实仍面临法律权威性和实施细则缺失的“法治堵点”。通过比较分析欧洲科技促进型、产业协调型及权利保护例外型立法模式,建议我国将SPR纳入科技法体系并予以制度化,将其确立为科研人员的强制性义务,以国家强制力保障知识要素的高效供给和流通,支撑我国科研成果要素化配置和高水平科技自立自强的战略目标。

         

        Abstract: In the context of the global open science movement reshaping the academic communication ecosystem, the "Secondary Publishing Right" (SPR) has emerged as the core legal mechanism for correcting the structural imbalance between public financial investment and private publishing monopolies. This mechanism is designed to ensure that publicly funded scientific research outcomes can be seamlessly transformed into knowledge elements, thus enhancing the strategic output efficiency of public funds and serving as an institutional cornerstone for empowering and cultivating New Quality Productive Forces. China's academic publishing ecosystem is characterized by centralized state financial support, which grants it a structural advantage for promoting open access; implementing SPR can directly ensure the efficient transformation of public funds into an effective supply of knowledge elements. This is vital for cultivating New Quality Productive Forces and supporting high-level technological self-reliance and strength. However, the implementation of SPR in China still faces a "governance bottleneck" due to a lack of legal authority and detailed implementation rules. Through a comparative analysis of European legislative models—the technology-promotion, industry-coordination, and rights-exception types—it is recommended that China integrate and institutionalize SPR within its science and technology law system. By establishing it as a mandatory obligation for scientific and technological personnel , the state can utilize mandatory force to guarantee the efficient supply and circulation of knowledge elements, thereby supporting the factor-based allocation of research outcomes and the strategic goal of high-level technological self-reliance and strength.

         

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